SEBI Disclosures

This page contains all the regulatory disclosures required to be displayed on the website. To learn more about this, you can view the SEBI Circular here

SEBI Registration Details

Firm Name: Finvin Financial Planners | RIA No: INA000015534 | Reg. Type: Non-Individual | Validity: Perpetual | Reg. address: Chakkungal House, Muthalakodam PO, Near Stadium, Thodupuzha Kerala, Kochi, Kerala – 685605 | Phone: +91 9820843739

Associated SEBI regional office: Overseas Towers, 756 L, Anna Salai Service Ln, Anna Salai, Thousand Lights, Chennai, Tamil Nadu 600002.

Regulatory Complaints Disclosure

SEBI mandates all RIAs to display the complaints status on the website as shown below. Investors can first contact the intermediary in case of complaints, in our case through the contact us page. The SEBI ‘SCORES’ website that facilitates investors in logging any complaints against listed companies or intermediaries can be accessed here.

Data as of last month ending : June, 2024

Sr. No.Received fromPending at the end of last monthReceivedResolved*Total Pending#Pending complaints > 3 monthsAverage Resolution time^(in days)
1.Directly from Investors000000
2.SEBI(SCORES)000000
3.Other Sources(if any)000000
 Grand Total000000

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints

Sr.No.MonthCarried forward from previous monthReceivedResolved*Pending#
1.Apr, 20240000
2.May, 20240000
3.June, 20240000
4.July, 2024    
5.Aug, 2024    
6.Sep, 2024    
7.Oct, 2024    
8.Nov, 2024    
9.Dec, 2024    
10.Jan, 2025    
11.Feb, 2025    
12.Mar, 2025    

Trend of annual disposal of complaints

Sr. No.YearCarried forward from previous yearReceivedResolved*Pending#
1.2021-220000
2.2022-230000
3.2023-240000

*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.

 “Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under :

S. No.Financial YearCompliance Audit StatusRemarks, if any
1FY 2020-21ConductedNone
2FY 2021-22ConductedNone
3FY 2022-23ConductedNone

SEBI Investor Charter

To facilitate investor awareness, SEBI has created an ‘Investor Charter’ pertaining to Investment Advisers, displayed below for your reference.

Scroll to Top